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| United States Patent Application |
20090105834
|
| Kind Code
|
A1
|
|
Hovda; David
;   et al.
|
April 23, 2009
|
Dynamic Spacer Device and Method for Spanning a Space Formed upon Removal
of an Intervertebral Disc
Abstract
A compliant intervertebral spacer according to the present invention
replaces a damage intervertebral disc and functions to maintain disc
height and prevent subsidence with a large surface area while
substantially reducing patient recovery time. The compliant
intervertebral spacer for spanning a space formed by upon removal of an
intervertebral disc includes two end plates sized and shaped to fit
within an intervertebral space and a compliant connector interconnecting
the inner surfaces of the two end plates in a manner which limits motion
between the plates to less than a total of 5 degrees of motion in any
direction. The intervertebral spacer is configured to permanently
maintain the disc space between the two adjacent discs without the use of
bridging bone.
| Inventors: |
Hovda; David; (Mountain View, CA)
; Arramon; Yves; (Sunnyvale, CA)
; Jansen; Neville; (Waterkloof, ZA)
; de Villiers; Malan; (Wapadrand, ZA)
|
| Correspondence Address:
|
TOWNSEND AND TOWNSEND AND CREW, LLP
TWO EMBARCADERO CENTER, EIGHTH FLOOR
SAN FRANCISCO
CA
94111-3834
US
|
| Assignee: |
SpinalMotion, Inc.
Mountain View
CA
|
| Serial No.:
|
255733 |
| Series Code:
|
12
|
| Filed:
|
October 22, 2008 |
| Current U.S. Class: |
623/17.16; 128/898; 623/17.11 |
| Class at Publication: |
623/17.16; 128/898; 623/17.11 |
| International Class: |
A61F 2/44 20060101 A61F002/44; A61B 19/00 20060101 A61B019/00 |
Claims
1. A method of spanning a space formed by upon removal of an
intervertebral disc, the method comprising:performing a discectomy to
remove disc material between two adjacent vertebral bodies;placing an
intervertebral spacer between the two adjacent vertebral bodies, the
spacer comprising two end plates, each end plate having a vertebral body
contacting surface and an inner surface, and a connector interconnecting
the inner surfaces of the two end plates in a compliant manner which
limits motion between the plates to less than a total of 5 degrees of
motion in any direction; andmaintaining the disc space between the two
adjacent vertebral bodies with the intervertebral spacer without the use
of bone graft or bridging bone.
2. The method of claim 1, wherein the connector is a compliant connector
which allows axial motion between the two end plates.
3. The method of claim 2, wherein the axial motion is limited to less than
2 mm.
4. The method of claim 1, wherein the connector is a complaint connector
which allows rotation between the two end plates.
5. The method of claim 2, wherein the compliant connector has a plurality
of cuts formed therein to create a unitary flexible member.
6. The method of claim 5, wherein the two end plates and connector are
formed of a single piece of metal.
7. The method of claim 1, further comprising cutting at least one slot in
each of the adjacent vertebrae and placing a fin into the slot in each
vertebrae.
8. The method of claim 7, wherein the intervertebral spacer is held in
place between the adjacent vertebral bodies by a fixation means, and
wherein the fixation means is at least one of a screw, serrations, teeth,
pyramids or grooves.
9. An intervertebral spacer for spanning a space formed by upon removal of
an intervertebral disc, the spacer comprising:two end plates sized and
shaped to fit within an intervertebral space, each end plate having a
vertebral body contacting surface an inner surface;a connector
interconnecting the inner surfaces of the two end plates in a compliant
manner which limits motion between the plates to less than a total of 5
degrees of motion in any direction; andwherein the intervertebral spacer
is configured to permanently maintain the disc space between the two
adjacent discs with the intervertebral spacer without the use of bridging
bone.
10. The spacer of claim 9, wherein the connector is a compliant connector
which allows axial motion between the two end plates.
11. The spacer of claim 10, wherein the axial motion is limited to less
than 2 mm.
12. The spacer of claim 9, wherein the connector is a complaint connector
which allows rotation between the two end plates.
13. The spacer of claim 12, wherein the compliant connector has a
plurality of cuts formed therein to create a unitary compliant member.
14. The spacer of claim 9, wherein the two end plates and connector are
formed of a single piece of metal.
15. The spacer of claim 9, wherein the connector limits motion between the
plates to less than a total of 3 degrees of motion in any direction.
16. The spacer of claim 9, further comprising at least one fin extending
from each of the vertebral body contacting surfaces.
17. A method of spanning a space formed by upon removal of an
intervertebral disc, the method comprising:performing a discectomy to
remove disc material between two adjacent vertebral bodies;placing an
intervertebral spacer between the two adjacent vertebral bodies, the
spacer comprising two vertebral body contacting surfaces and the
including means for limiting motion between the two vertebral body
contacting surfaces to less than a total of 5 degrees; andmaintaining the
disc space between the two adjacent vertebral bodies with the
intervertebral spacer within the intervertebral space, wherein the
vertebral body contacting surfaces have no holes therein or have holes
which cover less than 40 percent of the vertebral body contacting
surfaces.
18. The method of claim 17, wherein the intervertebral spacer allows axial
motion between the two end plates.
19. The method of claim 18, wherein the axial motion is limited to less
than 2 mm.
20. The method of claim 17, wherein the intervertebral spacer includes a
compliant portion which allows rotation between the two end plates.
21. The method of claim 20, wherein the compliant portion has a plurality
of cuts formed therein to create a unitary flexible member.
22. The method of claim 17, wherein the vertebral body contacting surfaces
have holes which cover less than 25 percent of the vertebral body
contacting surfaces.
23. An intervertebral spacer for spanning a space formed by upon removal
of an intervertebral disc, the spacer comprising:a compliant spacer body
sized and shaped to fit within an intervertebral space;two opposite
vertebral body contacting surfaces formed on the spacer body;wherein the
spacer body limits motion between the vertebral body contacting surfaces
to less than a total of 5 degrees; andwherein the vertebral body
contacting surfaces have no holes therein or have holes which cover less
than 40 percent of the vertebral body contacting surfaces.
24. The spacer of claim 23, wherein the compliant spacer body allows
rotation between the two end plates.
25. The spacer of claim 23, wherein the compliant spacer body allows axial
motion between the vertebral body contacting surfaces of less than 2 mm.
26. The spacer of claim 23, wherein the compliant spacer body has a
plurality of cuts formed therein to create a unitary flexible member.
27. The spacer of claim 23, wherein the vertebral body contacting surfaces
and the compliant spacer body are formed as a single unitary piece.
28. The spacer of claim 24, wherein the spacer body limits rotational
motion between the plates to less than a total of 3 degrees in any
direction.
29. The spacer of claim 23, further comprising at least one fin extending
from each of the vertebral body contacting surfaces.
30. The spacer of claim 23, wherein the spacer has holes which cover less
than 25 percent of the vertebral body contacting surfaces.
31. The spacer of claim 23, wherein the spacer body includes a plurality
of transverse cuts which create a spring element.
32. The spacer of claim 23, wherein the spacer body includes at least one
hole therein and a fixation screw received therein.
33. A method of performing an anterior/posterior fusion, the method
comprising:performing a discectomy to remove disc material between two
adjacent vertebral bodies;anteriorly placing an intervertebral spacer
between the two adjacent discs, the spacer comprising a compliant spacer
body sized and shaped to fit within an intervertebral space and two
opposite vertebral body contacting surfaces formed on the spacer body
wherein the spacer body limits motion between the vertebral body
contacting surfaces to less than a total of 5 degrees;maintaining the
disc space between the two adjacent discs with the intervertebral
spacer;adjusting an angle between the vertebral bodies posteriorly;
andposteriorly placing a stabilization system to fix the angle between
the vertebral bodies.
34. The method of claim 32, wherein the posteriorly placed stabilization
system includes at least one screw placed into each of the vertebral
bodies and at least one connector therebetween.
35. The method of claim 32, wherein the method is performed without the
use of bone graft.
Description
CROSS-REFERENCES TO RELATED APPLICATIONS
[0001]The present application claims priority from U.S. Provisional
Application No. 60/981,665 filed Oct. 22, 2007, entitled "Method and
Spacer Device for Spanning Space Formed Upon Removal of an Intervertebral
Disc," the full disclosure of which is incorporated herein by reference.
BACKGROUND OF THE INVENTION
[0002]The present invention relates to medical devices and methods. More
specifically, the invention relates to intervertebral spacers and methods
of spanning a space formed upon removal of an intervertebral disc.
[0003]Back pain takes an enormous toll on the health and productivity of
people around the world. According to the American Academy of Orthopedic
Surgeons, approximately 80 percent of Americans will experience back pain
at some time in their life. In the year 2000, approximately 26 million
visits were made to physicians' offices due to back problems in the
United States. On any one day, it is estimated that 5% of the working
population in America is disabled by back pain.
[0004]One common cause of back pain is injury, degeneration and/or
dysfunction of one or more intervertebral discs. Intervertebral discs are
the soft tissue structures located between each of the thirty-three
vertebral bones that make up the vertebral (spinal) column. Essentially,
the discs allow the vertebrae to move relative to one another. The
vertebral column and discs are vital anatomical structures, in that they
form a central axis that supports the head and torso, allow for movement
of the back, and protect the spinal cord, which passes through the
vertebrae in proximity to the discs.
[0005]Discs often become damaged due to wear and tear or acute injury. For
example, discs may bulge (herniate), tear, rupture, degenerate or the
like. A bulging disc may press against the spinal cord or a nerve exiting
the spinal cord, causing "radicular" pain (pain in one or more
extremities caused by impingement of a nerve root). Degeneration or other
damage to a disc may cause a loss of "disc height," meaning that the
natural space between two vertebrae decreases. Decreased disc height may
cause a disc to bulge, facet loads to increase, two vertebrae to rub
together in an unnatural way and/or increased pressure on certain parts
of the vertebrae and/or nerve roots, thus causing pain. In general,
chronic and acute damage to intervertebral discs is a common source of
back related pain and loss of mobility.
[0006]When one or more damaged intervertebral discs cause a patient pain
and discomfort, surgery is often required. Traditionally, surgical
procedures for treating intervertebral discs have involved discectomy
(partial or total removal of a disc), with or without interbody fusion of
the two vertebrae adjacent to the disc. When the disc is partially or
completely removed, it is necessary to replace the excised material to
prevent direct contact between hard bony surfaces of adjacent vertebrae.
Oftentimes, pins, rods, screws, cages and/or the like are inserted
between the vertebrae to act as support structures to hold the vertebrae
and graft material in place while they permanently fuse together.
[0007]One typical fusion procedure involves inserting a "cage" in the
space usually occupied by the disc to maintain the disc space, and to
prevent the vertebrae from collapsing and impinging the nerve roots. The
cage is used in combination with bone graft material (either autograft or
allograft) such that the two vertebrae and the graft material will grow
together over time forming bridging bone between the two vertebrae. The
fusion process typically takes 6-12 months after surgery. During in this
time external bracing (ort
hotics) may be required. External factors such
as smoking, osteoporosis, certain medications, and heavy activity can
prolong or even prevent the fusion process. If fusion does not occur,
patients may require reoperation.
[0008]One known fusion cage is described in U.S. Pat. No. 4,904,261 and
includes a horseshoe shaped body. This type cage is currently available
in PEEK (polyetheretherketone). PEEK is used because it does not distort
MRI and CT images of the vertebrae. However, PEEK is a material that does
not allow bone to attach. Thus, fusion with a PEEK cage requires bridging
bone to grow through the holes in the cage to provide stabilization.
[0009]It would be desirable to achieve immobilization of the vertebrae and
maintain spacing between the adjacent vertebrae without the associated
patient discomfort and long recovery time of traditional interbody
fusion.
[0010]Another problem associated with the typical fusion procedure is the
subsidence of the cage into the vertebral body. The typical fusion cage
is formed with a large percentage of open space to allow the bone to grow
through and form the bridging bone which immobilizes the discs. However,
the large amount of open space means that the load on each segment of the
cage is significantly higher than if the cage surface area was larger.
This results in the cage subsiding or sinking into the bone over time and
allows the disc space to collapse. In addition, the hard cortical bone on
the outer surface of the vertebral body that transfers load to the
interbody cage or spacer is often scraped, punctured or otherwise damaged
to provide blood to the interbody bone graft to facilitate bone growth.
This damage to the bone is used effectively to promote bone growth can
also lead to subsidence.
[0011]The U.S. Food and Drug Administration approved the use of a
genetically engineered protein, or rhBMP-2, for certain types of spine
fusion surgery. RhBMP-2 is a genetically engineered version of a
naturally occurring protein that helps to stimulate bone growth, marketed
by Medtronic Sofamor Danek, Inc. as InFUSE.TM. Bone Graft. When
InFUSE.TM. is used with the bone graft material it eliminates the need
for painful bone graft harvesting and improves patients' recovery time.
However, InFUSE.TM. adds significantly to the cost of a typical fusion
surgery. Additionally, even with the bone graft and InFUSE.TM. bone may
fail to grow completely between the two vertebrae or the cage may subside
into the vertebrae such that the fusion fails to achieve its purpose of
maintaining disc height and preventing motion.
[0012]In an attempt to treat disc related pain without fusion provided by
bridging bone, an alternative approach has been developed, in which a
movable, implantable, artificial intervertebral disc (or "disc
prosthesis") is inserted between two vertebrae. A number of different
artificial intervertebral discs are currently being developed. For
example, U.S. Patent Application Publication Nos. 2005/0021146,
2005/0021145, and 2006/0025862, which are hereby incorporated by
reference in their entirety, describe artificial intervertebral discs.
Other examples of intervertebral disc prostheses are the LINK SB
CHARITE.TM. disc prosthesis (provided by DePuy Spine, Inc.) the
MOBIDISK.TM. disc prosthesis (provided by LDR Medical), the BRYAN.TM.
cervical disc prosthesis (provided by Medtronic Sofamor Danek, Inc.), the
PRODISC.TM. disc prosthesis or PRODISC-C.TM. disc prosthesis (from
Synthes Stratec, Inc.), the PCM.TM. disc prosthesis (provided by
Cervitech, Inc.), and the MAVERICK.TM. disc prosthesis (provided by
Medtronic Sofomor Danek). Although existing disc prostheses provide
advantages over traditional treatment methods, many patients are not
candidates for an artificial disc due to facet degeneration, instability,
poor bone strength, previous surgery, multi-level disease, and pain
sources that are non-discogenic.
[0013]Therefore, a need exists for improved spacer and method for spanning
a space and maintaining disc spacing between two vertebrae after removal
of an intervertebral disc. Ideally, such improved method and spacer would
avoid the need for growth of bridging bone across the intervertebral
space.
BRIEF SUMMARY OF THE INVENTION
[0014]Embodiments of the present invention provide an intervertebral
spacer with and without shock absorption and methods of spanning a space
formed upon removal of an intervertebral disc.
[0015]In accordance with one aspect of the present invention, a method of
spanning a space formed by upon removal of an intervertebral disc
includes the steps of: performing a discectomy to remove disc material
between two adjacent vertebral bodies; placing an intervertebral spacer
between the two adjacent vertebral bodies; and maintaining the disc space
between the two adjacent vertebral bodies with the intervertebral spacer
without the use of bone graft or bridging bone. The spacer includes two
end plates, each end plate having a vertebral body contacting surface and
an inner surface, and a connector interconnecting the inner surfaces of
the two end plates in a compliant manner which limits motion between the
plates to less than a total of 5 degrees of motion in any direction.
[0016]In accordance with another aspect of the invention, an
intervertebral spacer for spanning a space formed by upon removal of an
intervertebral disc includes two end plates sized and shaped to fit
within an intervertebral space and a connector interconnecting the inner
surfaces of the two end plates in a compliant manner which limits motion
between the plates to less than a total of 5 degrees of motion in any
direction. The intervertebral spacer is configured to permanently
maintain the disc space between the two adjacent discs without the use of
bridging bone.
[0017]In accordance with a further aspect of the invention, a method of
spanning a space formed by upon removal of an intervertebral disc
includes the steps of: performing a discectomy to remove disc material
between two adjacent vertebral bodies; placing an intervertebral spacer
between the two adjacent vertebral bodies; and maintaining the disc space
between the two adjacent vertebral bodies with the intervertebral spacer
within the intervertebral space. The spacer includes two vertebral body
contacting surfaces and means for limiting motion between the two
vertebral body contacting surfaces to less than a total of 5 degrees. The
vertebral body contacting surfaces have no holes therein or have holes
which cover less than 40 percent of the vertebral body contacting
surfaces.
[0018]In accordance with another aspect of the present invention, an
intervertebral spacer for spanning a space formed by upon removal of an
intervertebral disc includes a compliant spacer body sized and shaped to
fit within an intervertebral space and two opposite vertebral body
contacting surfaces formed on the spacer body. The spacer body limits
motion between the vertebral body contacting surfaces to less than a
total of 5 degrees and the vertebral body contacting surfaces have no
holes therein or have holes which cover less than 40 percent of the
vertebral body contacting surfaces.
[0019]In accordance with an additional aspect of the present invention, a
method of performing an anterior/posterior fusion, includes the steps of:
performing a discectomy to remove disc material between two adjacent
vertebral bodies; anteriorly placing an intervertebral spacer between the
two adjacent discs; maintaining the disc space between the two adjacent
discs with the intervertebral spacer; adjusting an angle between the
vertebral bodies posteriorly; and posteriorly placing a stabilization
system to fix the angle between the vertebral bodies. The spacer includes
a compliant spacer body sized and shaped to fit within an intervertebral
space and two opposite vertebral body contacting surfaces formed on the
spacer body wherein the spacer body limits motion between the vertebral
body contacting surfaces to less than a total of 5 degrees.
BRIEF DESCRIPTION OF THE DRAWINGS
[0020]FIG. 1 is a perspective view of an intervertebral spacer according
to one embodiment of the present invention;
[0021]FIG. 2 is a side cross sectional view of the intervertebral spacer
of FIG. 1;
[0022]FIG. 3 is a bottom view of the intervertebral spacer of FIG. 1;
[0023]FIG. 4 is a top view of the intervertebral spacer of FIG. 1;
[0024]FIG. 5 is a perspective view of an intervertebral spacer according
to another embodiment of the present invention;
[0025]FIG. 6 is a perspective view of an intervertebral spacer according
to an embodiment with added screw fixation;
[0026]FIG. 7 is a perspective view of a further intervertebral spacer with
added screw fixation; and
[0027]FIG. 8 is a perspective view of an alternative embodiment of another
intervertebral spacer.
DETAILED DESCRIPTION OF THE INVENTION
[0028]Various embodiments of the present invention generally provide for
an intervertebral spacer having upper and lower plates connected by a
central connector which provides some limited amount of axial compliance
or rotational motion between the upper and lower plates. The compliant
intervertebral spacer according to the present invention can maintain
disc height and prevent subsidence with a large surface area while
substantially reducing recovery time by eliminating the need for bridging
bone.
[0029]One example of an intervertebral spacer 10 for maintaining disc
height between two adjacent vertebral discs is shown in FIG. 1. The
spacer includes two end plates 20, 22, each end plate having a vertebral
body contacting surface 24 and an inner surface 26, and a compliant
connector 30 interconnecting the inner surfaces of the two end plates. As
will be described below some limited rotational and axial motion may be
provided between the two plates to reduce loading on the vertebral
body/spacer interface. The compliance of the connector 30 as well as some
small amount of translation and rotation is provided by lateral cuts or
cuts 70 extending into the connector 30. The intervertebral spacer 10
when implanted between two vertebral discs maintains a desirable disc
space between the two adjacent discs similar to that provided by a
natural disc and eliminates the long recovery time required to grow
bridging bone which is required in the traditional fusion surgery.
[0030]Although the connector 30 has been shown as circular in cross
section, other shapes may be used including oval, elliptical, or
rectangular. Although the connector has been shown as a single member
connecting the plates 20, 22 in the center of the plates one or more
compliant connectors may be provided in other configurations and at other
locations. By way of example, a compliant connector may be the same or
substantially the same diameter and shape as the plates, multiple
connectors can be arranged in a rectangular pattern, or a hollow
cylindrical connector can be used.
[0031]The upper and lower plates 20, 22 and connector 30 may be
constructed from any suitable metal, alloy or combination of metals or
alloys, such as but not limited to cobalt chrome alloys, titanium (such
as grade 5 titanium), titanium based alloys, tantalum, nickel titanium
alloys, stainless steel, and/or the like. They may also be formed of
ceramics, biologically compatible polymers including PEEK, UHMWPE (ultra
high molecular weight polyethylene) or fiber reinforced polymers.
However, when polymer is used for the spacer 10 the vertebral body
contacting surfaces 24 may be coated or otherwise covered with metal for
fixation. The plates 20, 22 and the connector 20 may be formed of a one
piece construction or may be formed of more than one piece, such as
different materials coupled together. When the spacer 10 is formed of
multiple materials, these materials are fixed together to form a unitary
one piece spacer without separately moving parts.
[0032]Different materials may be used for different parts of the spacer 10
to optimize imaging characteristics. For example, the plates may be
formed of titanium while the connector is formed of cobalt chromium alloy
for improved imaging of the plates. Cobalt chrome molybdenum alloys when
used for the plates 20, 22 may be treated with aluminum oxide blasting
followed by a titanium plasma spray to improve bone integration. Other
materials and coatings can also be used such as titanium coated with
titanium nitride, aluminum oxide blasting, HA (hydroxylapatite) coating,
micro HA coating, and/or bone integration promoting coatings. Any other
suitable metals or combinations of metals may be used as well as ceramic
or polymer materials, and combinations thereof. Any suitable technique
may be used to couple materials together, such as snap fitting, slip
fitting, lamination, interference fitting, use of adhesives, welding
and/or the like.
[0033]In some embodiments, the outer surface 24 is planar. Oftentimes, the
outer surface 24 will include one or more surface features and/or
materials to enhance attachment of the spacer 10 to vertebral bone. For
example, as shown in FIG. 2, the outer surface 24 may be machined to have
serrations 40 or other surface features for promoting adhesion of the
plates 20, 22 to a vertebra. In the embodiment shown, the serrations 40
are pyramid shaped serrations extending in mutually orthogonal
directions, but other geometries such as teeth, grooves, ridges, pins,
barbs or the like would also be useful. When the bone integration
structures are ridges, teeth, barbs or similar structures, they may be
angled to ease insertion and prevent migration. These bone integration
structures can be used to precisely cut the bone during implantation to
cause bleeding bone and encourage bone integration. Additionally, the
outer surface 24 may be provided with a rough microfinish formed by
blasting with aluminum oxide microparticles or the like to improve bone
integration. In some embodiments, the outer surface may also be titanium
plasma sprayed or HA coated to further enhance attachment of the outer
surface 24 to vertebral bone.
[0034]The outer surface 24 may also carry one or more upstanding fins 50,
52 extending in an anterior-posterior direction. The fins 50, 52 are
configured to be placed in slots in the vertebral bodies. Preferably, the
fins 50, 52 each have a height greater than a width and have a length
greater than the height. In one embodiment, the fins 50, 52 are pierced
by transverse holes 54 for bone ingrowth. The transverse holes 54 may be
formed in any shape and may extend partially or all the way through the
fins 50, 52. In alternative embodiments, the fins 50, 52 may be rotated
away from the anterior-posterior axis, such as in a lateral-lateral
orientation, a posterolateral-anterolateral orientation, or the like.
[0035]The fins 50, 52 provide improved attachment to the bone and prevent
rotation of the plates 20, 22 in the bone. In some embodiments, the fins
50, 52 may extend from the surface 24 at an angle other than 90.degree..
For example on one or more of the plates 20, 22 where multiple fins 52
are attached to the surface 24 the fins may be canted away from one
another with the bases slightly closer together than their edges at an
angle such as about 80-88 degrees. The fins 50, 52 may have any other
suitable configuration including various numbers angles and curvatures,
in various embodiments. In some embodiments, the fins 50, 52 may be
omitted altogether. The embodiment of FIG. 1 illustrates a combination of
one plate with a single fin 50 and another plate with a double fin 52.
This arrangement is useful for double level disc replacements and
utilizes offset slots in the vertebral body to prevent the rare
occurrence of vertebral body splitting by avoiding cuts to the vertebral
body in the same plane for multi-level implants. The combination of the
single fin 50 and double fin 52 can also assist the surgeon in placement
of the spacer in the correct orientation.
[0036]The spacer 10 has been shown with the fins 50, 52 as the primary
fixation feature, however, the fins may also be augmented or replaced
with one or more screws extending through the plates and into the bone.
For example in the spacer 10 of FIG. 1 the upper fin 50 may be replace
with a screw while the two lower fins 52 remain. The plates 20, 22 can be
provided with one or a series of holes to allow screws to be inserted at
different locations at the option of the surgeon. However, the holes
should not be of such size or number that the coverage of the plate 20,
22 is decreased to such and extent that subsidence occurs. Alternately,
the screws can pass laterally through one or more of the holes in the
fins. When one or more screws are provided, they may incorporate a
locking feature to prevent the screws from backing out. The screws may
also be provided with a bone integration coating.
[0037]Some limited holes 60 may also be provided in the plate as shown in
FIG. 6 to allow bone in growth. However, if the outer surfaces 24 have
holes 60 therein, the holes will cover less than 40 percent of the outer
surface 24 which contacts the bone to prevent subsidence of the plates
into the vertebral bodies. Preferably the holes will cover less than 25
percent, and more preferably less than 10 percent of the outer bone
contacting surfaces. At the option of the surgeon, when the small holes
are present in the plates 20, 24, bone graft can be placed in the space
between the inner surfaces 26 of the plates to allow bone to grow through
the plates.
[0038]The intervertebral spacer 10 shown herein is configured for
placement in the intervertebral space from an anterior approach. It
should be understood that all approaches can be used including PLIF
(posterior lumbar interbody fusion), TLIF (transverse lumbar interbody
fusion), XLIF (Lateral extracavitary interbody fusion), ALIF (anterior
lumbar interbody fusion), trans-sacral, and other approaches. The shape
of the intervertebral spacer would be modified depending on the approach.
For example, for a posterior approach, the spacer may include two
separate smaller spacers which are either positioned separately
side-by-side in the intervertebral space or two spacers which are joined
together once inside the intervertebral space. For a lateral approach,
the intervertebral spacer may be formed in a more elongated, kidney bean
or banana shape with a transversely oriented fin.
[0039]As shown in FIG. 1, the intervertebral spacer 10 is provided with
shock absorption or some other limited motion between the two plates 20,
22 by providing a compliant connector 30. The limited motion provided by
the compliant connector 30 is designed to reduce to forces on the
interface between the outer surfaces 24 and the bone to improve long term
fixation of the spacer. The compliance of the connector 30 allows motion
between the vertebral bodies to be accommodated by the compliance in the
spacer rather than causing one or both of the vertebral bodies to pull
away from the plates 20, 22. The compliant connector 30 provides limited
relative motion between the plates which may include compliance of up to
about 2 mm, rotation of less than 5 degrees, and/or translation of up to
about 1 mm.
[0040]In the intervertebral spacer 10 of FIG. 1, the compliance as well as
some small amount of translation and rotation is provided by thee lateral
cuts or slots 70 extending into the connector 30. The compliant connector
30 is formed as a unitary member with at least one lateral cut 70
positioned between the inner surfaces 26 to allow the upper and lower
plates 20, 22 to move resiliently toward and away from each other. The
unitary or one piece construction of the spacer 10 provides significant
advantages over multi-part implants both in durability and
manufacturability. However, the spacer 10 can also be formed as multiple
parts where different properties are desired from the different parts,
such as different radiopacities, different strengths, or different
flexibility properties. The lateral cuts 70 in the connector 30 allow the
connector to function as a compliant member without affecting the
function of the upper and lower plates of the spacer 10.
[0041]Preferably the connector 30 is made of metal such as titanium,
cobalt chromium alloy, stainless steel, tantalum, nickel titanium or a
combination thereof. These materials also can be designed to provide a
device which is deformable in the elastic region of the stress/strain
curve and will not plastically deform during compression.
[0042]In the embodiment shown in FIGS. 1 and 2, the lateral cuts or slits
70 extend into the core in three different directions which are each 120
degrees from each other. The number of cuts can be varied to change the
amount of compliance of the connector 30. When a load is applied to the
upper and lower plates 20, 22 the connector 30 will compress with each of
the cuts 70 closing and the total amount of compression possible
depending on the number, arrangement, and height of the cuts. The cuts 70
form cantilevered portions above and below each of the cuts which
function like cantilevers or leaf springs to allow the connector 30 to be
compressed.
[0043]The connector 30 can be modified with different numbers of cuts 70
and different cutting directions. There may be one or more than one cut
in each of the cutting directions. The material remaining after the cuts
70 are made in the connector is called a column. A shallow cut 70 and a
large column provides a stiffer spacer 10 with more stability in shear
(less translation of the plates), while a deeper cut and smaller column
provides a more compliant spacer and more translation between the plates.
The shape of the columns can be varied to vary the properties of the
spacer. In the embodiment shown the cuts 70 are at least two thirds of
the way through the connector 30 width or diameter, and preferably at
least three quarters of the way through the connector width. Although the
connector 130 has been shown as circular in cross section, other shapes
may be used including oval, elliptical, rectangular, and others.
[0044]The cuts 70 may be modified to be non uniform to provide
preferential deflection in one or more bending directions. Preferential
deflection is useful to provide increase anterior--posterior compliance
and less lateral compliance or the other way around.
[0045]FIGS. 1 and 2 illustrate an embodiment of the compliant spacer 10
with lateral cuts 70 in multiple directions with the lateral cuts each
having a slot width which is substantially constant along the cuts. This
constant width of the cuts 70 provides a device which has a hard stop.
However, the lateral cuts 70 can also be designed with varying widths to
tailor the compliance properties of the spacer. A variable stiffness
shock absorbing spacer may be formed with cuts 70 with tapering widths in
which the width of the cuts 70 is smallest where the cut terminates
adjacent the column and is largest at the edge of the connector 30
furthest from the column. In this version, each of the cuts 70 acts as a
non linear spring providing progressively stiffer behavior upon larger
compression. This is due to the fact that progressively more material on
the sides of the cuts 70 is in contact as the spacer is compressed. The
tapered width cuts 70 can provide the additional benefit of providing a
flushing action during operation that moves any accumulated material out
of the cuts.
[0046]As shown in FIGS. 1 and 2, the cuts 70 can include a stress relief
at the ends of the cuts which increases the fatigue life of the device by
reducing the stress concentration at the ends of the cuts. These stress
relief can be provided in any known configuration.
[0047]An alternative embodiment of a shock absorbing spacer would include
one or more spiral cuts in the connector and a small central bore through
the spacer. A single spiral cut forms a continuous spring element or
multiple spiral cuts provide multiple spring elements which provides
compliance to the core. Two or more spiral cuts arranged in opposite
directions can be formed in the core. Since it is desirable to limit
relative rotation between the plates 20, 22 multiple spiral cuts in
opposite directions can be used which offset rotation of each other.
[0048]As shown in FIG. 5, some limited holes 60 may also be provided in
the plates 20, 22 to allow bone in growth. Holes provided in a typical
fusion spacer provide a spacer with little structural support and maximum
area for bone growth. Thus, the load transferred across the disc space
per unit area of spacer is quite high resulting in possible subsidence of
the typical spacer. In the spacer 10 of the present invention, the load
transfer is spread across a larger area. If the outer surfaces 24 have
holes 60 therein, the holes will cover less than 40 percent of the outer
surface 24 which contacts the bone to prevent subsidence of the plates
into the vertebral bodies. Preferably the holes will cover less than 25
percent, and more preferably less than 10 percent of the outer bone
contacting surfaces. At the option of the surgeon, when the small holes
are present in the plates 20, 22, bone graft can be placed in the space
between the inner surfaces 26 of the plates to encourage bone to grow
through the plates. The holes 60, when present can take on a variety of
shapes including circular, as shown, rectangular, polygonal or other
irregular shapes. The holes 60 may extend through the various parts of
the spacer including through the connector or through the fins. The holes
60 may change shape or size as they pass through portions of the spacer,
for example, holes through the plates and the connector may taper to a
smaller interior diameter. The limited motion provided by the compliant
spacer 10 can stimulate bone growth through the holes 60 in the spacer.
[0049]FIG. 6 shows another embodiment of a spacer 100 having a single fin
50 on the top and bottom and two screw holes 80 and corresponding
fixation screws 90. The screws 90 extend at an angle of about 30 to about
60 degrees with respect to the vertebral body contacting surfaces 24 of
the spacer. The spacer 100 also includes a connector 30 between the
vertebral body contacting surfaces 24 which is formed in one piece with
the upper and lower plates and includes cuts 70 providing compliance to
the spacer. The fixation screws 90 can include a locking mechanism, such
as a locking thread or a separate locking member which is inserted into
the screw holes 80 after the screws are inserted to prevent backing out
of the screws.
[0050]FIG. 7 illustrates an alternative embodiment of a spacer 110 having
a single superior fin 50, two inferior fins 52, and three alternating
holes 80 for receiving bone screws (not shown). The spacer 110 has
multiple fixation structures to provide the patient near immediate
mobility after the fusion procedure. As an alternative to the alternating
angled holes 80, the spacer 110 can be formed with an anterior flange
extending from the top and the bottom at the anterior side of the plate.
This optional flange can include one or more holes for receiving bone
screws placed laterally. The laterally placed bone screws can prevent
interference in the event of multilevel fusions and are particularly
useful for a cervical fusion where space is more limited.
[0051]FIG. 8 shows a further alternative embodiment of a spacer 120 having
multiple cuts 70a-70d. A first slot 70a on the anterior edge of the
spacer splits into two cuts 70b toward the posterior edge of the spacer
and terminate before the posterior edge of the spacer (not shown). A pair
of third cuts 70c are positioned above and below the two cuts 70b and
extend from the posterior edge of the spacer, while a larger fourth slot
70d is provided at a center of the spacer. This arrangement of cuts
70a-70d is designed to tailor the compliance of the spacer 120 for a
particular application. Other numbers and arrangements of cuts can also
be used.
[0052]According to one embodiment of the invention, the cuts in the shock
absorbing spacer according to any of the embodiments described herein may
be manufactured by wire EDM (electrical discharge machining), molding,
laser cutting, or the like. A number of lateral cuts 70 can vary from 1
to about 20 for a spacer for cervical discs and from 1 to about 40 for a
spacer for lumbar discs. A width of the lateral cuts 70 in the direction
of the height of the spacer 10 is about 0.01 mm to about 2 mm, preferably
about 0.05 to about 1 mm. The cuts can be perpendicular to the axis of
the spacer or can be angled. For example a spiral cut can be angled to
provide a conical surface of the cut and provide a limit on translation
of the plates.
[0053]In one embodiment of the present invention, for a cervical
application, the maximum deformation of the shock absorbing spacer is
about 0.1 to about 1 mm, and is preferably about 0.2 to about 0.8 mm. For
a lumbar application, the maximum deformation of the shock absorbing
spacer is about 0.1 to about 2 mm, and is preferably about 0.4 to about
1.5 mm.
[0054]Although motion between the plates 20, 22 of the spacer 10 has been
describe herein as provided by lateral cuts, it should be understood that
this motion can be provided in a number of other known manners, such as
use of resilient materials, or movable joints as long as the motion is
limited to the small amount of motion allowable in a patient requiring a
fusion procedure including compliance or vertical motion between the
plates of up to about 2 mm, rotation between the plates of less than 5
degrees, and translation between the plates of up to about 1 mm.
Preferably, the motion for a lumbar application is limited to up to about
2 mm of vertical or axial motion, rotation between the plates of less
than 3 degrees, and translation between the plates of up to about 0.5 mm.
Preferably, the motion for a cervical application is limited to up to
about 1 mm of vertical or axial motion, rotation between the plates of
less than 3 degrees, and translation between the plates of up to about
0.5 mm.
[0055]The spacers 10, 100, 110, 120 can be provided in different sizes,
with different plate sizes, angles between plates, lordosis angles, and
heights for different patients or applications. In addition, the shock
absorbing spacer can be provided in different compliances for different
patients. In addition, the compliance and/or height of the spacer can be
adjustable, such as by rotating an adjustment screw before or after
implantation. The spacers preferably are sized to provide substantial
coverage of the vertebral surfaces. For example in an anterior procedure,
the plates 20, 22 are preferably sized to cover at least 50 percent of
the vertebral surface. In posterior or lateral procedures the coverage of
the vertebral surface may be somewhat smaller due to the small size of
the access area, i.e. the posterior or lateral spacers may cover about 40
percent or more of the vertebral surface with a one or two part spacer.
[0056]One common fusion procedure, referred to as an anterior/posterior
fusion, uses of one or more fusion cages to maintain the disc space while
bridging bone grows and also uses a system of posterior screws and rods
for further stabilization. Fusing both the front and back provides a high
degree of stability for the spine and a large surface area for the bone
fusion to occur. Also, approaching both sides of the spine often allows
for a more aggressive reduction of motion for patients who have deformity
in the lower back (e.g. isthmic spondylolisthesis).
[0057]According to one method of the present invention, the anterior
approach is performed first by removing the disc material and cutting the
anterior longitudinal ligament (which lays on the front of the disc
space). The surgeon then must choose a compliant spacer based on a size
of the vertebrae and an estimated angle between the vertebral bodies.
After the spacer is positioned anteriorly, the patient is turned over for
the implantation of the posterior stabilization system. In instances
where the spacer angle selected was incorrect or the surgeon would like
to alter the angle of the vertebral bodies to optimize the combined
system for the patient the fusion cage does not allow this modification
of the angle. The compliant fusion spacer of the present invention
provides a particular advantage when used in an anterior/posterior fusion
with a posterior stabilization system that it allows the angle between
the vertebral bodies to be adjusted somewhat, up to 5 degrees, after
implantation of the spacer and before the implantation of the posterior
stabilization system to optimize the system for the patient.
[0058]The intervertebral spacers of the present invention may also be used
with a posterior stabilization system, dynamic rod stabilization system,
or interspinous spacer. In one example, a posterior intervertebral spacer
with two parts can be inserted by a PLIF or TLIF approach and used with a
posterior stabilization system including screws and rods. This system
provides the advantage of maintenance of disc height and stabilization
with an entirely posterior approach.
[0059]While the exemplary embodiments have been described in some detail,
by way of example and for clarity of understanding, those of skill in the
art will recognize that a variety of modifications, adaptations, and
changes may be employed. Hence, the scope of the present invention should
be limited solely by the appended claims.
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